Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct

Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct

13:14

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard I(A): Knowledge of the Law

Standard I(A): Knowledge of the Law

15:30

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard I(B): Independence and Objectivity

Standard I(B): Independence and Objectivity

15:35

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard I(C): Misrepresentation

Standard I(C): Misrepresentation

13:15

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard I(D): Misconduct

Standard I(D): Misconduct

8:16

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard II(A): Material Non-Public Information

Standard II(A): Material Non-Public Information

13:51

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard II(B): Market Manipulation

Standard II(B): Market Manipulation

9:14

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard III (A): Loyalty, Prudence, and Care

Standard III (A): Loyalty, Prudence, and Care

14:26

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard III(B): Fair Dealing

Standard III(B): Fair Dealing

11:43

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard III(C): Suitability

Standard III(C): Suitability

15:11

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard III(D): Performance Presentation

Standard III(D): Performance Presentation

11:25

Cfa code of ethics and standards of professional conduct

Cfa code of ethics and standards of professional conduct

Standard III(E): Preservation of Confidentiality

Standard III(E): Preservation of Confidentiality

10:07

What is the CFA code of ethics and standards of Professional Conduct?

THE CODE OF ETHICS Act with integrity, competence, diligence, respect and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.

Does CFA have an ethics Code?

As a CFA Institute member, CFA Program candidate, or CIPM Program candidate, you are required to follow the CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards).

What are the code of ethics and Professional Conduct?

A code of ethics and professional conduct outlines the ethical principles that govern decisions and behavior at a company or organization. They give general outlines of how employees should behave, as well as specific guidance for handling issues like harassment, safety, and conflicts of interest.

How difficult is ethics in CFA Level 1?

CFA Level 1 Ethics represents 15-20% of exam weight, i.e. 27-36 questions out of 180. It introduces candidates to CFA Institute's 6 Code of Ethics and 7 Standards of Professional Conduct (Code and Standards). These form a framework for ethical decision-making to help guide behavior and build trust.