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Introduction to the CFA Institute Code of Ethics and Standards of Professional ConductIntroduction to the CFA Institute Code of Ethics and Standards of Professional Conduct 13:14
Standard I(A): Knowledge of the LawStandard I(A): Knowledge of the Law 15:30
Standard I(B): Independence and ObjectivityStandard I(B): Independence and Objectivity 15:35
Standard I(C): MisrepresentationStandard I(C): Misrepresentation 13:15
Standard I(D): MisconductStandard I(D): Misconduct 8:16
Standard II(A): Material Non-Public InformationStandard II(A): Material Non-Public Information 13:51
Standard II(B): Market ManipulationStandard II(B): Market Manipulation 9:14
Standard III (A): Loyalty, Prudence, and CareStandard III (A): Loyalty, Prudence, and Care 14:26
Standard III(B): Fair DealingStandard III(B): Fair Dealing 11:43
Standard III(C): SuitabilityStandard III(C): Suitability 15:11
Standard III(D): Performance PresentationStandard III(D): Performance Presentation 11:25
Standard III(E): Preservation of ConfidentialityStandard III(E): Preservation of Confidentiality 10:07 What is the CFA code of ethics and standards of Professional Conduct?THE CODE OF ETHICS
Act with integrity, competence, diligence, respect and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.
Does CFA have an ethics Code?As a CFA Institute member, CFA Program candidate, or CIPM Program candidate, you are required to follow the CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards).
What are the code of ethics and Professional Conduct?A code of ethics and professional conduct outlines the ethical principles that govern decisions and behavior at a company or organization. They give general outlines of how employees should behave, as well as specific guidance for handling issues like harassment, safety, and conflicts of interest.
How difficult is ethics in CFA Level 1?CFA Level 1 Ethics represents 15-20% of exam weight, i.e. 27-36 questions out of 180. It introduces candidates to CFA Institute's 6 Code of Ethics and 7 Standards of Professional Conduct (Code and Standards). These form a framework for ethical decision-making to help guide behavior and build trust.
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