Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct
Introduction to the CFA Institute Code of Ethics and Standards of Professional Conduct
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Standard I(A): Knowledge of the Law
Standard I(A): Knowledge of the Law
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Standard I(B): Independence and Objectivity
Standard I(B): Independence and Objectivity
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Standard I(C): Misrepresentation
Standard I(C): Misrepresentation
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Standard I(D): Misconduct
Standard I(D): Misconduct
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Standard II(A): Material Non-Public Information
Standard II(A): Material Non-Public Information
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Standard II(B): Market Manipulation
Standard II(B): Market Manipulation
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Standard III (A): Loyalty, Prudence, and Care
Standard III (A): Loyalty, Prudence, and Care
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Standard III(B): Fair Dealing
Standard III(B): Fair Dealing
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Standard III(C): Suitability
Standard III(C): Suitability
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Standard III(D): Performance Presentation
Standard III(D): Performance Presentation
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Standard III(E): Preservation of Confidentiality
Standard III(E): Preservation of Confidentiality
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What is the CFA code of ethics and standards of Professional Conduct?
THE CODE OF ETHICS
Act with integrity, competence, diligence, respect and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.
Does CFA have an ethics Code?
As a CFA Institute member, CFA Program candidate, or CIPM Program candidate, you are required to follow the CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards).
What are the code of ethics and Professional Conduct?
A code of ethics and professional conduct outlines the ethical principles that govern decisions and behavior at a company or organization. They give general outlines of how employees should behave, as well as specific guidance for handling issues like harassment, safety, and conflicts of interest.
How difficult is ethics in CFA Level 1?
CFA Level 1 Ethics represents 15-20% of exam weight, i.e. 27-36 questions out of 180. It introduces candidates to CFA Institute's 6 Code of Ethics and 7 Standards of Professional Conduct (Code and Standards). These form a framework for ethical decision-making to help guide behavior and build trust.